Securities Industry Essentials (SIE) Exam | Definition & License
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WEBSep 12, 2023 · FINRA's Definition of the SIE ® Exam. According to FINRA, the SIE exam is an "introductory-level exam that assesses a candidate's knowledge of basic securities industry information including concepts fundamental to working in the industry" such as: Capital Markets; Financial Products and Their Risks; Trading, Customer Accounts, and …
DA: 4 PA: 91 MOZ Rank: 33